Monitoring Recordkeeper Activity (Video)
Recent ERISA litigation emphasizes the need to monitor recordkeeper activity. Discover four steps plan sponsors can take to limit fiduciary exposure....
September 15, 2021
Fiduciary Advice @ Work Recap
Clifford Dunteman, CFA
Principal
Vice President – Investment Consulting Services
Cliff has over 30 years of investment industry experience and serves as investment consultant and partner for Francis Investment Counsel. He is the primary creator of the Fiduciary Advice @ Work Recap. This communication is designed to summarize key insights provided to the Firm’s clients in their latest quarterly reviews, helping them maintain a forward-looking perspective when it comes to retirement plan design, investment monitoring, and plan oversight.
Find Out What’s Next
View these recaps for forward-looking recommendations and takeaways from our latest quarterly reviews
Consider In-Plan Options to Facilitate Emergency Savings (Video)
Learn how after-tax contributions can serve as a useful in-plan emergency savings strategy....
July 7, 2021
Barking Dogs, Required Arbitration, and Plan Restatements (Video)
Find out how recent case law could impact retirement plan sponsors when it comes to required arbitration and plan restatements. ...
April 6, 2021